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Financial Information eXchange
Results: 1659

#	Item
651	Microsoft Word - CEIOPS-DOC[removed]Information exchange.doc Add to Reading List Source URL: eiopa.europa.eu Language: English - Date: 2014-09-19 11:29:08 Investment Financial economics Reinsurance Insurance Economy of the European Union European Insurance and Occupational Pensions Authority European Union
652	Proposed Rule: Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-11 11:01:28 United States Securities and Exchange Commission Financial regulation Finance Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Credit default swap Securities Act Securities Exchange Act Financial economics United States securities law 73rd United States Congress
653	Microsoft Word - swx9707e.doc Add to Reading List Source URL: www.six-swiss-exchange.com Language: English - Date: 2007-12-27 09:53:37 NewEdge SWX Format SIX Swiss Exchange Financial economics Financial system Information Fimat Banque Crédit Agricole Newedge Group
654	TABLE OF CONTENTS – 3 Table of contents About the Global Forum.................................................................................................. 5 Executive Summary ................................... Add to Reading List Source URL: oecd.org Language: English - Date: 2014-07-21 01:10:26 Financial regulation International finance Tax evasion International economics Finance Global Forum on Transparency and Exchange of Information for Tax Purposes Organisation for Economic Co-operation and Development Tax Tax haven Offshore finance Business Economics
655	#..SEC-31 System name: Office of General Counsel (Adjudication) Working Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:58:00 Law Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Freedom of Information Act Securities Fraud Deterrence and Investor Restitution Act Regulation S-K United States securities law Financial regulation Government
656	Press Release Interactive Data Awarded Third Patent for Fair Value Pricing of an Asset Innovative New Fair Value Information Services Recognized Monday, May 21, 2012 Dateline: New York Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:30:12 Financial services Financial markets Funds Institutional investors Interactive Data Corporation Fair value Valuation Exchange-traded fund Hedge fund Financial economics Finance Investment
657	Notice of Filing and Immediate Effectiveness of Amendment No. 31 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasda Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-10-02 15:26:38 Financial markets United States securities law Self-regulatory organizations Securities Exchange Act United States Securities and Exchange Commission Chicago Stock Exchange Financial Industry Regulatory Authority Algorithmic trading Stock market Financial economics Finance Financial system
658	SEC-55 SYSTEM NAME: Information Pertaining or Relevant to SEC Regulated Entities and Their Activities. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records also are maintai Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 12:52:01 Financial economics Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Municipal Securities Rulemaking Board Securities regulation in the United States Security United States securities law Financial regulation Government
659	Information for Notice-Registered Broker-Dealers Re: Misuse of Material, Non-Public Information: Matters for Notice-Registered Broker-Dealers to Consider when Adopting Procedures to Comply with NFA Compliance Rule 2-37( Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:29:58 Securities Financial system Finance Commodity Futures Trading Commission Securities Exchange Act Securities research Futures contract National Firearms Act USA PATRIOT Act Title III Subtitle B 73rd United States Congress Financial economics United States securities law
660	U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1 Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2011-10-25 10:31:38 Investment Self-regulatory organizations Computer networking Consolidated Tape Association Direct Edge National market system plan NYSE Arca NASDAQ New York Stock Exchange Financial markets Financial economics Economy of the United States

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